The Ethics
of Plato
and Aristotle
Dr Will
Large
So far we have only talked
about
the metaphysics of Aristotle and Plato,
and although they were close contemporaries (in fact, as we know,
Aristotle
was a student of Plato) they had radically different philosophies.
For Plato to know reality was to know that which transcended individual
particular things. Thus, to know what a beautiful painting was one
would have to know the general form of beauty itself that could not be
found in any individual thing, but existed only as a form. For
Aristotle,
on the contrary, what was primary was the individual thing, what he
called
a primary substance, and our knowledge of universal came from our
recognition
of what was common between individual things. This commonality,
however,
unlike the forms of Plato, did not have an independent reality.
Rather,
the only thing that was real were the individual substances
themselves.
Thus, when we say that Socrates is a man it is only Socrates himself
that
exists and not man in general.
It should not surprise us,
therefore,
that they also had different conception of ethics. We can see this
difference by comparing their different conceptions of the idea of the
Good. We might typify Plato’s view that there is a Good in itself
that is independent of own interests. We can distinguish between
two kinds of actions. Those action that we do because they serve
some purpose for ourselves (eating healthily so that we do not becomes
ill) and those action that we do, because it has intrinsic value.
What differentiates Plato’s
position
on ethics from, for example the relativism of the Sophists
is the believe that this intrinsic Good is not just a Good for us, but
is an ideal that transcends human nature. This is why for Plato
the
idea of Justice, which is a form like any other abstract idea, is the
source
of a critique of ethos and politics of the Athenian city. The
first
important break with the common sense attitude about ethics in Plato is
the idea that morality is not neither due to the natural world nor to
divine
intervention. Justice does not come about by chance or necessity,
but from the very willingness to break radically from nature, and from
a culture that believe that the source of justice to be found in nature
(one of the forms of natural morality that Plato criticises is the idea
that Thrasymachus puts forward in the Republic that ‘might is
right’).
If it is up to us to create
a just
world, rather than expect nature to do so or wait for divine
intervention,
then the first thing that we must do is look at the models that we
already
have in our culture and society and seen if they measure up to the ideal
conception of justice, that is to say, the idea of an intrinsic
Good.
For Plato the just city rest upon just souls, and a just soul is one in
which the rational part order the irrational part. In most of the
laws which men live by it usually the irrational part that has the
ruling
hand. It is for this reason that Plato also believes that it only
the truly rational being that can be just. For he or she chooses
the good because it is right in itself, rather than for their own
benefit.
They can choose the good because they are ruled by the idea of
justice.
If I know what justice is then no-one will be able to persuade me that
justice is anything else. Plato is convinced that the idea of
justice,
no matter how people’s opinions might change, does not change in
itself.
I would thus be ruled by reason rather than desire or emotion to what is
right.
It is the intrinsic notion
of the
Good in Plato, plus the idea of a purely rational will, that Aristotle
finds indefensible in Plato’s ethics. Like Plato, he believes that
ethics belongs to the human will, and not to nature or divine
intervention,
but unlike Plato, he believes that our ethics should not deny the fact
of our humanity. That we are, for example, vulnerable and
suffering
creatures, in which the tragedy of our lives far outstrips ethical
principles
and laws. We can therefore see a similar difference in their
ethical
theories as in their metaphysical. Just as Plato is a rationalist
in terms of the world of knowledge, so too is he in the world of
ethics.
In fact, the world of ethics and knowledge are inseparable for
him.
We need the same certainty in our ethical lives as we find in
mathematics.
In the same way, we might say that just as much as Aristotle is a
pragmatist
in the area knowledge so too is he in ethics. The great difference
between them, however, and one that breaks this simple doubling up of
their
comparative ethical and metaphysical theories, is that for Aristotle we
cannot in any way think about our ethical lives in the same way that we
think about our sciences. It is not therefore a matter for
Aristotle
of applying metaphysical concepts, even his metaphysical concepts, to
ethics
in the manner in which for Plato the idea of justice is inseparable from
his own metaphysics. We must not forget that the subtitle of the
Republic, which many believe to be the place in which we can find,
always being careful also to remember that there is a controversy about
whether Plato has a theory at all, Plato’s theory of forms, has as well
the subtitle ‘On Justice.’ As Aristotle writes at the
beginning
of his most important work on ethics, the Nicomachean Ethics, we
should not expect the same level of certainty that we find in
mathematics
or the other sciences, in our deliberation about the good.
Aristotle wants to show
that ethics
has a specific meaning and a specific rationality that cannot be thought
in terms of other kinds of knowledge. In does so by returning to
the everyday experience of ethical life, which to some extent Plato’s
philosophy
is a refusal of. Aristotle uses a particular Greek expression to
describe our ethical rationality as opposed to our scientific
rationality
and that is phronesis. This Greek expression is usually
translated
as ‘practical wisdom’, but because it has such a specific meaning in
Aristotle’s
lexicon it is better to leave it untranslated. It is about this
word
that I mostly want to speak about today, because I think it gives us the
deepest insight into Aristotle’s ethics and we can see why it differs
from
Plato’s so much.
Before we can enter any
discussion
of phronesis, we must first of all grasp Aristotle’s conception
of activity itself. The only actions, Aristotle says, that can
have
an ethical meaning are that that are voluntary - ekousios.
Involuntary acts, on the contrary, are those whose origin are external
to the agent of that action. They are acts that are performed
because
of external compulsion, either because of the power of another, or
because
of external circumstances that are beyond the agents control.
Voluntary
acts, therefore, are those acts whose origin in within the agent himself
or herself. In other words, they have been chosen
The reality of human
action, however,
is that no action is either purely involuntary or voluntary.
Aristotle
uses the example of the captain of a ship in a storm who has to throw
his
cargo overboard in order to save the lives of his men. In this
action
voluntary or involuntary? The captain is not to blame for the
storm
that in a sense forces him to act. Nonetheless, even in these
circumstances,
it is up to him to make a decision. This means that the origin of
the act, throwing the cargo overboard, is also within him. We can
see then that for most, except in the most extreme circumstances, the
origin
of the act is both internal, in the agent, and external, in outside
forces,
whether this forces are one’s of nature or other persons (might we, in
our modern age, also speak of inner compulsions that are not under the
control of the agent?).
For Aristotle the question
is not
so much whether I am wholly free or wholly determined, but the practical
question of how much I am in control of what I do, and thus how much I
am to blame for the consequence of my actions. Aristotle's
response
to this practical question is that I am far less in control of these
consequences,
and also the origin of my actions as I might like to think. This
again is one of the major differences between Plato’s and Aristotle’s
vision
of our ethical lives. The Platonic ideal is autarkia, that
is to say, self-control and self-sufficiency, which would only be
possible
if my life were under the sway of the idea of the Good that would be
universal
and therefore unchanged by any external circumstance.
Aristotle, on the other
hand, stresses
that my ethical deliberations and choices are always determined by the
particular situation that I am in, where the right course of action can
never be determined in advance. Thus, the ship’s captain can never
be certain that, the next time that he is in a storm, the right course
of action would again be to throw the cargo overboard. If human
action
were governed by rules, then we would never have to deliberation about
our actions, for it would always be clear and transparent what the
correct
action would mean. We would simply have to learn these rules in
advance
to be sure that we would not make the incorrect and unethical
decision.
For Aristotle the tragedy
of human
life, an essential tragedy that can never be avoided, is that I can
never
know before hand, or even in moment of my decision, what the outcome of
my actions might be. I might have the best intentions, but still
have my action lead to dreadful consequences. Ethics is always a
perhaps and maybe, and never a yes or a no. Aristotle’s ethics is
therefore a finite ethics that stresses the limits of human practical
knowledge,
whereas for Plato ethics is governed by the same rule as the
universality
of the sciences. What is involuntary therefore is not something
that
can avoided. It is rather that which necessarily accompanies every
one of my actions. It is that which is unforeseeable in every
act.
What Aristotle calls chance or fortune – tuche.
If circumstance and the
unforseeable
are the context of human choice, how does Aristotle understand
choice?
He does not understand it in terms of the conflict of the will. I
wake up in the morning and I cannot decide whether I should get up or
stay
in bed. It is as if there were almost two voices arguing in my
head.
What Aristotle means by choice, proairesis, is not to be
confused
with these voices. For Aristotle to make a choice is to act.
It is not first to think and then act. Choice is not prior to
action,
rather it is the very action itself that is performed, and it is the
outcome
of something else that he calls deliberation.
Deliberation is not to be
thought
as something merely subjective, rather it is the laying bare of certain
possibilities that are perceived in a particular situation. It is
what the situation lets be seen in relation to practical activity.
This is why Aristotle distinguishes it from wishing, for one can wish
the
impossible, but one cannot deliberate it. The captain of the ship
can wish for Poseidon to stop the storm, but he himself must deliberate
about the practical action to achieve what he thinks might be the best
outcome in these terrible circumstances. This deliberation
concerns
not only the mind of the agent, but also, if one might speak this way,
the contour of the situation itself. Choice and deliberation are
not outside activity for Aristotle, rather they are internal to
it.
Choice means performing a certain act, and deliberation is linked to the
possibilities that the situation offers to me, rather than what I might
think would be the best. Again this is the recognition of the
limits
of human action. Sometimes the situation is so difficult that I
might
need to perform an act that in other circumstances I would never think
of doing because it is the situation itself that demands it.
It is for this reason,
Aristotle
argues, that we need to distinguish between practical and scientific
reason. Scientific reason is suitable only to what is
governed by laws that are universal. 2+2 will always equal
four.
Objects will always fall to the ground because of the force of gravity
(though of course Aristotle himself did not know of the force of
gravity),
but no situation is ever absolutely identical with another situation,
and
therefore practical knowledge needs to be subtle and
flexible.
Again this is the great difference between Plato and Aristotle.
Plato
only saw one kind of knowledge, universal science, which was applicable
in the same way both to the mathematical objects, as it was to human
conduct.
Aristotle, on the contrary, would say that to concern oneself with
generalities
would be to think one could have moral laws in the same way that one
could
have mathematical and scientific laws, would be to do violence to the
demands
of a particular situation, and such inflexibility could lead to even
worse
consequences.
But then if a universal
approach
is not possible how can I know what the right course of action might
be?
To be able to make the right decision, Aristotle argues, requires phronesis.
He compare it to a perception, though here we are talking about an
ethical
perception, rather than a sensible one. Like sensible perception,
ethical perception is concerned with particulars rather than universals.
Phronesis is a kind of ‘seeing’. Thus perhaps the
best translation
of this word is not the usual 'practical wisdom', but 'insight'.
I am in a situation and I see the right thing to do, and it is this
‘right
seeing’ that guides my deliberation and choice. Without it I am
blind.
To see right is to see what the situation offers to me as the right
course.
This is why we can compare phronesis to perception.
And yet how can I gain this
phronesis?
To gain scientific and mathematical knowledge is relatively simple in
comparison.
I simply have to learn it, and this is why education is so important for
Plato. But I cannot the correct deliberation and choices for a
particular
situation in advance, because as we have already said, no situation is
identical to another situation. It is for this reason that
Aristotle
says that phronesis can only be gained through experience.
This is why the young cannot have phronesis even though they
might
have mathematical or scientific knowledge. It is through activity
itself that you gain ethical insight.
This seems to place us in
an unavoidable
paradox. I can only choose and deliberate wisely if I have phronesis,
and yet can obtain phronesis if I have already chosen and
deliberated.
This, however, would only be a paradox if I look at human action
abstractly,
rather than in its proper context, which is always within a given
community.
This is the final difference between Plato and Aristotle. For
Plato
ethical values that are governed by the idea of the Good are immutable
and eternal, whereas for Aristotle are values arise from our concrete
community.
I do not act in a vacuum, rather my actions are already guided by the
values
of my society and past models of ethical action. We must, however,
stress again that these values and models can never be a
substitute
for our choices and deliberations, but can only act as a guide. It
is the situation itself that must be our true master. These
guidelines
that are given to us by our society in its moral values are therefore
not
to be thought of in the same way as universal laws. I would not be
ethical for Aristotle if I simply chose what my fellow citizens did, no
matter how venerable and cherished this tradition might. The true
source of my ethical activity is always myself no matter how much I
buffeted
by the storms of chance and misfortune.
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