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Re-Hash
Through Ritualism:
the Anthropology of Paper World
Introduction
The
term 'ritualism' was introduced into
studies of organizational
behaviour in
a famous study of deviance by R K Merton in 1968. Merton had noticed
that
American society displayed considerable tension between the lofty aims
of
individual achievement ('log cabin to
White House') and severely restricted opportunities and means to attain
social
mobility. In a famous table, Merton charted a series of possible
responses from
those caught in this tension: conformists would accept both aims and
official
means toward achieving them, but there were four alternative deviant
responses.
Much interest has been devoted to the 'innovative'
response, where people seek to achieve social
mobility
through illegal means such as professional crime. Other options included 'retreatism', where both official aims and
means were rejected, and 'rebellion' ,
where political solutions were developed towards achieving a less
contradictory
society.
There
is one other option, however, which is 'ritualism',
where people outwardly
conform to officially-accepted means while quietly ignoring or sliding
away
from official aims. Ritualists 'go
through the motions', pushing paper around, attending committees,
giving every
appearance of doing what they are paid to do, but not in fact doing
anything.
Merton was keen to point out that in terms of social damage and social
costs,
ritualism in American society was probably far more of a threat than
professional crime.
Ritualism
describes a process which was
also noted by Max Weber in his famous studies of rationalized
organizations
(bureaucracies). Weber identified a number of pathologies in modern
bureaucracies, including a tendency for means to displace ends. What
this means
is that bureaucracies tend to lose sight of their ultimate goals or
values, and
become preoccupied with designing or administering systems which are
supposed
to achieve those goals. This is hardly surprising since
rationally
administering systems is a lot easier than the messy business of trying
to
discuss and specify, and then pursue, ultimate goals.
Ritualism
has been described in
educational organizations in another context too. In an interesting
study, Lutz has examined the irrational behaviour that goes on.
In a
nice rhetorical flourish, he analyses the resolution of disputes in a
university as following a parallel course to the ways in which the
Azande
manage the problems raised by accusations of witchcraft. Universities
need
witches, it is argued, for the same reasons that the Azande do, and the
accused
can react in a number of interesting limited ways in both cases. The
successful ones admit the strength of the witchcraft explanation but
deny personal guilt (by claiming to have been possessed temporarily
and unwillingly, for example, and offering to undergo a purification
ceremony -- 'blowing water'). In a
similar
vein, Becher has referred to 'academic
tribes and territories' as a way of understanding the irrational
behaviour that seems endemic in universities. Again, we can refer back
to
Weberian
analysis for a more general comment that reminds us that highly
rational
activities can only too often be combined with deeply irrational ones
-- that
the existence of the former is no guarantee of the absence of the
latter.
Quarry
University -- a case-study
Twenty
years ago or so, Quarry University
had a rather limited management system. By and large, routine
administration
was carried out pretty closely to the activity of teaching. There were
one
or two
specialist managers, some occupying honorific posts and some devoted
to the
important tasks of managing resources, buildings, timetabling,
examinations,
ceremonies, the replacement of equipment and so on. These activities
were
largely unobtrusive, giving a feeling of considerable autonomy to the academic staff concerned. Promotion to one of
the
honorific posts was not always sought nor was it always welcome. One
senior
colleague, for example, was rather annoyed to find that it was his turn
to be
Dean, since this would mean the abandonment of some interesting
research.
Occasionally, people at the end of their teaching careers would
gravitate into
senior management as they became marginalized as teachers or
researchers.
At
the end of the 1980s, however, things
began to change and management functions expanded considerably.
Various
rationalized forms were introduced, familiar to anyone who has read
Weber,such as
line-management systems for example. Here the overall responsibilities
of
teaching a course were subdivided into various functions, and some of
those
functions were to be concentrated in management posts, organized as a
hierarchy. For the first time, the post of lecturer was to be defined
in a
specific written job description, and lines of responsibility were to
be
clarified for matters such as the maintenance of quality, the
production of
research, curriculum planning, and so on. The committees that had
existed
before were rationalized too. The rather minimal structure of Faculty
and
Academic Board was expanded to include a number of committees with
special
responsibilities (for quality,
assessment, recruitment, resources). The political
background to
these changes are well known: ordinary lecturers were to have
key
skills stripped from their posts and concentrated in the hands of
others,
partly to enforce a suitable new kind of discipline on the workforce,
partly to
enable the replacement of expensive skilled labour by less expensive
casual labour,
and partly to justify the new and expensive stratum of managers.
There
was some resistance
initially, which led to further management initiatives. The old
subject
groupings were broken up and replaced by course teams; academic
committees
became advisory; and there was a split between policy making and the
management of
resources, with the latter firmly in the hands of the new managers.
Line
managers banded together in structures of their own, and academics were
seen
increasingly as providers of services requiring management and
co-ordination (as in a 'matrix structure').
Substantial
changes in the university
sector accelerated these trends. Modular
degrees developed at Quarry, for example, which embodied the new
structures
pretty
clearly. In particular, a degree scheme was no longer owned by
subject specialists
but was
serviced by them. A plethora of government initiatives encouraged
managerialism,
from a declared intent to 'simulate a market' in higher
education to
the provision of a number of bureaucratic bodies designed to measure
teaching
quality or excellence in research. All of these featured the
administrative operationalization of teaching, learning and research,
leaving
no room for public debate of any wider values (which
would lead only to messy and possibly divisive
outcomes). As
government funding became more important and more directly tied to
policy, a whole new range of management functions emerged, arising from
the
need to respond to an increasing flood of bureaucratic initiatives and
commands.
Since
the government had become
managerialist, it clearly made sense that universities should be too.
The academic - turned - manager would no longer be suitable, and
specialist
managers had to be recruited. For the first time, it became possible to
think
of a career in universities as a manager, a prospect made even more
attractive
by the emergence of a considerable differential in salary structures.
However,
at Quarry, the constant flow of
government policy surprises encouraged a sporadic response
('crisis - management') and also an
instrumental one. Neither encouraged long-term planning
towards
ultimate goals. Managers also found that they were not
particularly
popular with their academic colleagues who soon found a number of
cogent arguments which could not be solved
within
managerialist discourse (such as
the ultimate point of a university, whether standards
really
were rising', or whether teaching was not far too complex to be
summarised
in a series of banal learning outcomes). Unpopularity tends to lead
towards
withdrawal, to the development of isolated groups of managers who will
not have
to face critical questions from each other, and who will have to deal
increasingly only with other managers, in government or, commerce.
Irrational
and ritualistic behaviours
became increasingly apparent. There are far too many examples to
discuss here,
but these are the main ones:
1.
An increasing obsession with
organizational structures: in the space of five years, Quarry
University tried
Schools, Faculties, and Divisions. Quality Assurance Committees came,
went, and
transformed themselves into Academic Standards, and Academic Audit
variants.
Management spent months on a mission statement, and then even more
months on a
vision statement. Behavioural objectives were the key to rational
course design
one year, and then learning outcomes were the next -- and a great deal
of time
was spent discussing the difference. Course Leaders came and went,
sometimes
combined in a matrix with Subject Heads, and sometimes in a line
management
hierarchy. Deans became Pro-Vice Chancellors, requiring a whole
Chancellory to co-ordinate them. All posts rapidly acquired assistant
posts,
and the ability to get them agreed was an important measure of
status. In a common move, managerial functions were
so
complex that different systems were responsible for overall direction
and 'day-to-day running'. Naturally, the
former
function was considered far more important, and it attracted a higher
salary
and more pleasant work conditions.
2.
These changes clearly encouraged a
great deal of micropolitical behaviour among those who were likely to
benefit
from them. Those who had decided to make management their career could
clearly
benefit from some changes, and lose out from others. As a result, many
managers
spent much of their time trying to calculate micropolitical advantages
-- was
it better to be a Course Leader than an Assistant Dean? Was being a
Subject
Head likely to lead to promotion, or was it better to take on a
responsibility
such as timetabling? Was it worth trying to acquire an MBA? Given that
a
successful career often depended upon being in with the right crowd, or
acquiring an adequate sponsor, there was a considerable pressure not to
do
anything particularly risky, for fear of annoying people who were even
more on
the right track than you were. Indeed, in a fairly changeable
environment, much
activity was devoted to trying to keep things unchanged, to defend
territory.
3.
A great deal of redundancy and overlap
between functions became apparent. There was no single system of
management but
a series of overlapping systems. Roles and responsibilities were never
clarified. New posts would be created, and job descriptions would be
written
for them, but then the system would change once more. Indeed, once the
process
of abstraction has begun, the proliferation of managerial
responsibilities is
almost endless. At Quarry University, the resources devoted to
management, in
terms of expensive manpower alone, doubled in two years. Naturally, the
staff -
student ratio worsened considerably in the same period: seen from the
outside,
the core business of the University seemed to involve the production of
managers rather than graduates.
4
. In the spirit of means-ends
displacement discussed above, all sorts of meta-managerial activities
come into
being, including committees to investigate the efficient working of
other
committees (at Quarry, for example, one committee undertook a survey to
examine staff views of the committee structure, and one committee
offered to
audit
all the others; large parts of meetings were devoted to examining the
decisions
made at other meetings, or to setting the agenda for other meetings).
However, new
systems never quite replaced the old ones, which remained in
the
background. After all, actually demoting someone, or even
dismissing
them, would be to take risks and to destroy managerial solidarity.
Sometimes,
powerful or well-connected individuals would hold a succession of posts
as the
systems changed.
5.
In one particular case, a favoured
individual (Clint) was simultaneously a Module Leader, a Subject Head,
a Course
Leader, and an Assistant Dean. This individual also held a number of
key posts
on various committees. The absurdity becomes apparent once individuals
are
inserted into formal systems. Let us imagine that Clint
failed to
maintain standards in his capacity as a lecturer on a particular Module
and
that his Module Leader had to admonish him (only a complete fool would
do this in real life, of course). Clint could refuse to
accept the
admonition and appeal to the Subject Head (ie
himself). His decision as Head would be upheld,
probably, by the
Course Leader (also himself), although
further channels might be available to the original complainant, via
the
Assistant Dean, for example (Clint again). Clint would have a final
chance to
discuss the matter at Quality Assurance Committee, which he chaired, or
when he
reported to himself at Academic Board. You do not have to be much of an
expert
in educational administration to suggest that it would be much more
efficient
if Clint just clarified his own opinion on things in the first place.
Certainly, there is very little chance of anyone else's opinion
prevailing. Given the failure to clarify the roles and
responsibilities, it is almost inevitable that individuals become the
locus of
power: powerful individuals then act through the media of various
formal
systems, which is the reverse of the official picture, where committees
are
rationally divided in their function, and a system of checks and
balances
operates to achieve some institution-wide policy and practice,
regardless of
the interests of powerful individuals or factions.
6.
Partly as a consequence of this
domination of formal structures by acutely micropolitical individuals,
there
was a mass withdrawal from the administrative system by most of the
staff. The
occasional meetings, where the staff was simply informed of decisions,
soon
attracted a low attendance rate. Ritualistic shuffling of
administrative
systems, the major role of management, had a limited appeal, and few
were happy
with the level of risk (and boredom and triviality) involved in
embracing a
management career. Individuals who could marshal sufficient power were
able to
develop functional autonomy, based around their own teaching or
research groups.
Less powerful persons simply carried on with their jobs as well as they
could.
Certainly, the growth in management functions and systems never seemed
to take
away the necessity for individual lecturers to perform important tasks
largely
unsupervised and unregulated, such as keeping up-to-date, assessing
students
fairly, trying to develop research and publication, attending
conferences,
managing with decreasing resources and increasing workloads. However,
this sort
of response tends to do nothing to halt the spread of management, and,
indeed, it
provides further 'problems' for
management to discuss, leads to the growth of committees trying
to
manage
autonomous units, or to organize an 'academic
culture' (respectively). This response also led
to increased levels
of supervision and surveillance of ordinary members of staff, who were
now
expected to attend meetings, or deemed to be at risk of demonstrating
low
commitment if they failed to put themselves forward for official
committee
posts.
7.
In the absence of any consensus about
functions, given the suspicion and mistrust associated with
micropolitical
advantages to be gained, and without any clear evidence of
effectiveness, even
for their own satisfaction, managers found themselves becoming
defensive, isolated,
and the subject of some criticism, as we have seen. An authoritarian
turn was
the response, with relations towards ordinary staff increasingly seen
as
regulatory or even as punitive ones. Managers were physically withdrawn
into a
special block or suites of offices, with their own facilities and with
limited
access for outsiders. The only encounters with non-managers occurred at
increasingly infrequent general meetings of staff. Otherwise, managers
communicated via newsletters or memoranda
(and sometimes had meetings to discuss the best
ways to
communicate with ordinary staff). In such circumstances, it became
possible to
demonise or witch-hunt colleagues, and a number of victims were
selected and
persecuted, sometimes with the result of driving them away, or forcing
early
retirement. Again, considerable management time was displaced on to
these
activities, and once paranoia sets in, a great deal of time is also
spent on
detecting signs of incipient witchcraft -- at Quarry, it is believed
that psychologists
were actually engaged as consultants to scrutinise the writing and the
behaviour of suspects. In some ways, these can be seen as
'rational', even if cold and ruthless,
strategies to discipline staff, but there often seemed to be an
excessive zeal
behind some of the persecutions. Perhaps this is the Weberian point
that no-one
can lead a cold, rational (and probably pointless and trivial)
organizational
life forever, no matter how good the salary: exasperation, irrational
outbursts, angry denunciation of critics, and a tendency to look for
victims
seem endemic in systems like this. To cite Adorno's remark, those who
inhabit
authoritarian systems turn into 'bicyclists' -- 'above
they bow, they kick below'.
Overall,
the picture of management at
Quarry University over this period is a curious one. There has been a
dramatic
expansion in administrative posts and responsibilities, and in
managerial
careers (including the new post of
educational consultant, several of whom were hired to support
management). At
the same time, it is almost impossible to point to anything positive
that has
been achieved by this new stratum, since the new energy, expertise, and
plentiful
resources seem to have been displaced into ritualism, as defined here.
Managers
spend most of their time discussing how to manage, finding additional
things
for themselves to manage, manoeuvring to gain advantage from management
systems, justifying what they do to sceptics, detecting and regulating
dissent,
collaborating in self - serving and ultimately trivial games with
Government
managers.
While
official management practices
endless deferral, ordinary members of staff are
just left
to cope
as best they can with the new problems of under-resourced expansion. To
take
one notable example, insufficient funds for Faculty photocopying have
been a
constant problem for years -- despite the proliferation of management,
no one
seems to be able to solve this relatively simple problem. It recurs on
agenda
after agenda, together with other favourites like timetabling, the
replacement
of staff, arrangements for study leave,and the replacement of PCs. It
seems simply insoluble as a
problem,
or perhaps its function is to fill up time in meetings (an
important if rarely disclosed goal of
meetings).
Managerial
ritualism is itself the major
problem, however. For staff there is the constant
risk of
having solid effort undermined by a sudden shift in direction, or an
outburst
of macho exasperation, or even witch-hunting. At best, these
initiatives are
seen as periodic additional nuisances that simply have to be managed by
extra
work: syllabi have to be re-written to accord the latest vision
statement or
managerial buzzwords, time and effort has to be devoted to undoing the
demoralising effects of ill-advised outbursts. One that caused a
number of
problems concerned a sudden decision to punish students who were in
debt to the
University by forbidding them to attend graduation ceremonies, while,
in
another case, an absurdly restrictive IT policy, with all sorts of
harsh
penalties for non-compliance, was sprung upon unsuspecting staff who
were
expected to police it.
At
worst, managerial megalomania produces
serious effects. Managers at Quarry seem to want to insist that the
problems in
managing a University are really quite simple ones, soluble by simple
policies
implemented by issuing fiats and maintaining an optimistic attitude. As
a result, they
have
strayed into areas where they are clearly grossly incompetent.
-
A
proposal to run a
brand new Centre
was greeted with such enthusiasm that a considerable amount of money
was spent
requiring buildings and electronic equipment. However, no basic market
research
had been undertaken, nor had the provision been properly costed (even
costing
things adequately seems an exercise which is beneath Quarry's
senior
management, who focus on the broad brush policy issues only and seem
incapable of considering costs and benefits together). As a result, the
initial outlay
was
never recovered. Most people in the field, who knew the market, were
skeptical
all along, but their opinions were discounted.
-
Overseas
ventures
have crashed,
leaving considerable debts, in circumstances which are still unknown.
-
An expensive website
was
commissioned, in apparent ignorance of much cheaper and more effective
alternatives (although the ones the technicians designed for their own
pleasures were both cheaper and more effective). It was thought that
an
expensive option would somehow guarantee quality and secure prestige, a
mistake
often made by the most naive consumers.
- Managerial
discourse has embarked
upon an imperialist phase, reducing all other discourses to its own
banalities.
As a result, official descriptions of teaching or research are bland,
formalist, and largely unconvincing to any audience other than external
managers. As a result, official documents give the
clear
impression that they have no idea why any student should study an
academic
subject or attend a university at all. Managerialist discourse
swears
by the old maxims of Reagan or Thatcher --solutions not
problems, everything can be reduced to six
bullet points, ideas should be confined to
one side of
A4.
Of
course, managerial pathologies are not
to be discussed, since that would be disloyalty and/or beyond the
competence of ordinary folk. The only conceivable way
forward
is to redefine, and preferably add, managerial responsibilities, such
as
employing more consultants, market researchers, advisers, or
accountants. The
end result will be to stifle discussion, to under-use existing
expertise, to
alienate creative and entrepreneurial spirits, to reduce everything to
simple
agendas and recipes: as Luhmann once suggested, the real mission of
management
is to attempt to simplify the world until it can be managed. That
mission seems
set to clericalise, routinize, deskill and bourgeoisify academic life
until it
fits the banalities of educational management. Here are some bullet
points in conclusion:
- If teaching at
present
is a
complex and unpredictable activity, reduce the resources available and
replace
experience staff with powerless newcomers on casual contracts until the
complexities are squeezed out.
- Prevent
unnecessarily complex
discussions of
teaching and learning, and replace them with checklists of key skills
or
learning outcomes.
- Ignore the
unpredictable and messy content of
research, and
concentrate instead on simple quantifiable measures of published
output.
- Measure
success in terms of throughput or profit.
- Reduce the
specific
and
distinctive functions of universities to the common functions of any
public/private
organization.
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